PAMELLA ALVES RODRIGUES
Summary
Dynamic Senior Regulatory Solutions Analyst at Nubank with a proven track record in AML policy development and risk management. Adept at data analysis and effective communication, I have successfully enhanced compliance strategies and implemented robust internal controls, driving significant improvements in regulatory adherence and fraud prevention initiatives.
Overview
7
7
years of professional experience
5
5
years of post-secondary education
Work History
Senior Regulatory Solutions Analyst
Nubank
06.2022 - Current
- Analyzed transaction data to identify suspicious activities and potential risks.
- Reviewed customer profiles to ensure compliance with AML regulations and policies.
- Collaborated with cross-functional teams to enhance anti-money laundering strategies.
- Prepared detailed reports on findings for regulatory submissions and audits.
- Communicated effectively with various teams within the organization about AML compliance matters and differents regulators.
- Assisted in the development of AML policies, procedures, and internal controls.
- Prepared reports, metrics and research to support fraud initiatives and projects.
- Implemented control measures designed to prevent future violations of applicable laws and regulations.
- Provided training on AML compliance issues to staff members.
- Implemented risk assessment techniques to identify indicators of potential attempts at fraud or other unethical activity, denying suspicious applications to protect company.
- Created and updated risk matrices, development and improvement of internal controls,
- Supported in audits for risks prevention and the creation of action plans related to the policies of AML in the company and regulatory issues
Adviser
Grant Thornton Brazil
01.2021 - 05.2022
- Advised clients on regulatory compliance and risk management strategies, creating and updating of risk matrices, development and improvement of internal controls and policies.
- Prepared detailed reports summarizing findings and recommendations for clients.
- Participation in prevention and investigation projects of high, medium, and low complexity for law firms, national and multinational companies across various sectors, in the areas of Compliance and corporate investigations.
- Also performed due diligence activities (KYS/KYP/KYC), and document reviews focused on implementing compliance and preventing money laundering, corruption, and fraud, using tools such as Intella, UpMiner, and Procob to conduct integrity research.
Intern
Court of Justice of the State of São Paulo
05.2019 - 12.2020
- Work directly with the judge of the court, updating case records in the system, drafting judgments and interlocutory decisions, conducting legal and doctrinal research, providing support in assigned hearings, and assisting attorneys and the general public.
Education
Bachelor's Degree - Law
São Judas University
Brazil 01.2016 - 12.2020
Skills
- Proactivity
- Self-management
- Ownership
- Leadership
- Data analysis
- Data organization
- Control management
- Risk management
- Regulatory compliance
- Risk assessment
- AML policy development
- Data reporting
- Internal controls
- Due diligence
- Effective communication
- Team collaboration
- Problem solving
- Technical writing
- Stakeholder management
- Cross-functional coordination
Certifications Courses
- 2024, PQO Registration Certification, Ancord: National Association of Securities Brokers
- 2024, ABT1 - Foreign Exchange Certification, Abracam: Brazilian Association of Foreign Exchange
- 2022, CEIIC - Certified Expert in Internal Investigations and Corporate Counterintelligence, Instituto ARC (Audit, Risk, and Compliance)
- 2022, AML/CFT Certification: Prevention of Money Laundering and Terrorism Financing, Brazilian Association of Banks (ABBC)
- 2021/2022, CEC - Certified Expert in Compliance, Instituto ARC (Audit, Risk, and Compliance), 360 hours
- 2021, Course on Prevention of Money Laundering and Terrorism Financing, National School of Public Administration (Enap), 20 hours
- 2021, Course on Corruption and Compliance, National School of Advocacy (ESAOAB), 12 hours
- 2018, Course on Mediation and Conflict Resolution, Ponto Mediato, 30 hours
Languages
Portuguese
First Language
English
Advanced
C1
French
Intermediate
B1
Timeline
Senior Regulatory Solutions Analyst
Nubank
06.2022 - Current
Adviser
Grant Thornton Brazil
01.2021 - 05.2022
Intern
Court of Justice of the State of São Paulo
05.2019 - 12.2020
Bachelor's Degree - Law
São Judas University
01.2016 - 12.2020